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Date: Sunday, 01. November 2015
Author: Gast
Review:
I stay at home and look after the children easy writeing servece There have been other controversies involving small-firm FINRA board members. One stepped down last year after settling a disciplinary case alleging that he failed to supervise a broker at his firm. Another stepped down in 2008 after he was barred from the securities industry for fraud. The bar was reversed by a federal appeals court last year.
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